...challenge? Join the Compliance Department as a Compliance Officer in the Financial Institutions Reviews Team. You will have multiple tasks which include:
Carrying out reviews of Financial Institutions' files in particular from an AML/CTF standpoint
Conducti...]]...
Consigliato
...Review of client’s account documentation (private clients, companies, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
Qualifications
Bachelor degree, preferably in Laws or in Economics
Excellent command...
Consigliato
Tempo pieno
...Team. You will have multiple tasks which include:
Carrying out reviews of Financial Institutions’ files in particular from an AML/CTF standpoint
Conducting enhanced due diligence, in-depth clarifications and drafting of risk assessments
Drafting of internal memos...
Consigliato
Tempo pieno
...Description
Review of client’s account opening requests (e.g. corporate structures such as active / passive entities) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB, as well as tax compliance aspects such as FATCA and CRS)
Review of client’s account modification...
Consigliato
Tempo pieno