Lavoro Compliance La Côte

Building the bank of tomorrow takes more than skills.It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together.Share our vibes? By joining Swissquote, you will become a member of the sector’s leading company....

As a Compliance Assistant, you will be part of the Compliance Department during 6 months and will work in the Reviews and Investigations team. You will havemultiple tasks, which include: Contribution to the analysis and drafting of MROS reports. Support in investigations... 

Are you eager take up a new challenge? Join the Compliance Department as a Compliance Officer in the Financial Institutions Reviews Team. You will have multiple tasks which include: Carrying out reviews of Financial Institutions' files in particular from an AML/CTF... 

Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential. We are the Swiss Leader in Online...

 ...pace environment Are you all in? Don’t be shy, apply! Job Description Are you eager take up a new challenge? Join the Compliance Department as a Compliance Officer in the Financial Institutions Reviews Team. You will have multiple tasks which include:... 

 ...experiences and perspectives to join our team and contribute to our shared success. Are you all in? Don’t be shy, apply! Compliance Assistant - Reviews and Investigations (6 months) As a Compliance Assistant, you will be part of the Compliance Department... 

 ...(e.g. corporate structures such as active / passive entities) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB, as well as tax compliance aspects such as FATCA and CRS) Review of client’s account modification requests (e.g. change of authorized signatories, directors... 

 ...fraud, and make final decisions regarding legitimacy of transactions Set up fraud parameters and handle the day-to-day fraud and compliance transaction monitoring alarms and identify and evaluate threats, and developing alternative courses of actions to avoid, reduce,... 

 ...the normal pattern and activity. Investigate and take immediate action on alerts, notifications and reporting to always ensure compliance. Resolve issues on behalf of card holders in support of dispute resolution processing, compare alternative actions and decide... 

 ...Saisie des ouvertures de comptes par correspondance, en ligne ou par vidéo conférence ; Collaboration étroite avec les services Compliance et Business Operations; Interactions fréquentes avec les chargés de relations. Qualifications Vous justifiez d'une... 

 ...team, in a stimulating working environment combining a friendly, casual atmosphere with cutting-edge technologies and a great diversity of tasks.As a Market Surveillance Officer, you will be part of the Market Compliance Function of the Bank. Among others, your task...

 ...d'amélioration liés à l'activité d'échantillonnage Assurer le suivi et la réception des commandes au QC Pour les activités Compliance QC Support: Ouvrir les déviations liées à nos activités Remonter tous les points bloquants et évènements inattendus rencontrés... 

 ...diligence checking and performing identification of clients via video conference. Coordinate with other departments (Legal and Compliance, Client Register, Central Data, payment) to ensure account opening and funding. Other administration/ sales tasks as... 

 ...Saisie des ouvertures de comptes par correspondance, en ligne ou par vidéo conférence ; Collaboration étroite avec les services Compliance et Business Operations ; Interactions fréquentes avec les chargés de relations. Qualifications Vous justifiez d'une... 

 ...operations in Europe, US and Japan. · Contribute positively to a strong culture of business integrity and ethics. · Act within compliance and legal requirements as well as within company guidelines. DELEGATE: N/A REQUIREMENTS · Student or Bachelor’s... 

 ...business units and on European level. Implementation of employment policies and procedures relevant to the business needs. Ensure compliance with AT/ CH legislation.   Your profile:   Bachelor’s degree in Business Administration, Human Resources or related field... 

 ...installation and maintenance assistance travel for operational needs administrative support team collaboration learning and development compliance and safety and project assistance. This multifaceted role requires a proactive and detailoriented individual who is passionate... 

 ...with cutting-edge technologies and a great diversity of tasks. As a Market Surveillance Officer, you will be part of the Market Compliance Function of the Bank. Among others, your tasks will typically be the following: Monitor clients’ securities trading activities... 

 ...collaboratively with members of the IT and Business Teams. The incumbent will follow all relevant SOPs and internal controls to ensure compliancy with security, financial, legal, and regulatory requirements. Essential Functions of the Job (Key responsibilities) Execute...