Legal Compliance La Côte Jobs

Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.We are the Swiss Leader in Online ...

Building the bank of tomorrow takes more than skills.It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together.Share our vibes? By joining Swissquote, you will become a member of the sector’s leading company....

As a Compliance Assistant, you will be part of the Compliance Department during 6 months and will work in the Reviews and Investigations team. You will havemultiple tasks, which include: Contribution to the analysis and drafting of MROS reports. Support in investigations... 

 ...growing their skills portfolio and boosting their career in a fast-pace environment Are you all in? Don’t be shy, apply! Compliance Officer - Team Financial Institutions Reviews Are you eager take up a new challenge? Join the Compliance Department as a... 

 ...experiences and perspectives to join our team and contribute to our shared success. Are you all in? Don’t be shy, apply! Compliance Assistant - Reviews and Investigations (6 months) As a Compliance Assistant, you will be part of the Compliance Department... 

Are you eager take up a new challenge? Join the Compliance Department as a Compliance Officer in the Financial Institutions Reviews Team. You will have multiple tasks which include: Carrying out reviews of Financial Institutions' files in particular from an AML/CTF... 

 ...(e.g. corporate structures such as active / passive entities) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB, as well as tax compliance aspects such as FATCA and CRS) Review of client’s account modification requests (e.g. change of authorized signatories, directors... 

 ...Set up fraud parameters and handle the day-to-day fraud and compliance transaction monitoring alarms and identify and evaluate threats...  ...crimes trends to relevant stakeholders such as Compliance and Legal Teams Ensure effective performance management of our fraud detection... 

 ...due diligence checking and performing identification of clients via video conference. Coordinate with other departments (Legal and Compliance, Client Register, Central Data, payment) to ensure account opening and funding. Other administration/ sales tasks as assignment... 

 ...a Market Surveillance Officer, you will be part of the Market Compliance Function of the Bank. Among others, your tasks will typically be...  ...and market manipulation) Liaise with internal stakeholders (Legal, Compliance, Trading, Quantitative Research & Solutions, IT) as... 

 ...et la ligne pédagogique du foyer et de l’institution. Une collaboration étroite et régulière avec l’équipe, les représentants légaux et les différents partenaires. Votre profil : Une formation d’éducateur de niveau ASE/ES/HES. Une expérience et... 

 ...Assist a variety of Treasury related projects, including the improvement of the treasury management system • Partnering with Tax, Legal, Finance, Accounting and other functions of Treasury to insure operational efficiency. Who You'll Work With It is an exciting... 

 ...défauts/manques, y remédier avec ses moyens ou les signale conformément aux prescriptions Assumer la responsabilité de l’utilisation légale des machines de nettoyage et des outils de travail, les utilise avec le soin requis et les met en œuvre conformément aux... 

 ...the normal pattern and activity. Investigate and take immediate action on alerts, notifications and reporting to always ensure compliance. Resolve issues on behalf of card holders in support of dispute resolution processing, compare alternative actions and decide... 

 ...business units and on European level. Implementation of employment policies and procedures relevant to the business needs. Ensure compliance with AT/ CH legislation.   Your profile:   Bachelor’s degree in Business Administration, Human Resources or related field... 

 ...Saisie des ouvertures de comptes par correspondance, en ligne ou par vidéo conférence ; Collaboration étroite avec les services Compliance et Business Operations; Interactions fréquentes avec les chargés de relations. Qualifications Vous justifiez d'une... 

 ...team, in a stimulating working environment combining a friendly, casual atmosphere with cutting-edge technologies and a great diversity of tasks.As a Market Surveillance Officer, you will be part of the Market Compliance Function of the Bank. Among others, your task...

 ...visibility, and impact all in accordance with IUCN’s Mission and Vision. The Centre aims to assist decision makers at multiple levels with legal assessments, advisory services, policy recommendations, legislative drafting, and mentoring. The Centre also acts as the... 

 ...dans les domaines de la prévoyance, de la fiscalité, de la succession et du financement immobilier, ~maîtriser et respecter le cadre légal afin de minimiser les risques opérationnels et juridiques, ~collaborer étroitement avec les apporteurs d’affaires naturels que sont... 

 ...d'amélioration liés à l'activité d'échantillonnage Assurer le suivi et la réception des commandes au QC Pour les activités Compliance QC Support: Ouvrir les déviations liées à nos activités Remonter tous les points bloquants et évènements inattendus rencontrés...