Director Legal & Compliance
Vollzeit
- Successful niche asset manager
- Based in Zurich
About Our Client
Our client is a niche asset manager with a strong track record located in Zurich. Due to their expansion plans they are looking for a pragmatic, hands-on Legal & Compliance Director to oversee its Legal & Compliance department.
Job Description
- Design and execute the legal and compliance strategy, maintaining controls, regulatory registers incidents and remediation tracking.
- Lead AML & KYC across client and investor onboarding, including sanctions screening, transaction monitoring, and escalation of suspicious activity.
- Ensure end-to-end regulatory compliance with Swiss FINMA requirements and coordinate governance funds including fund structuring.
- Act as a trusted legal and commercial advisor, drafting and negotiating, distribution and trading agreements, documentation and commercial contracts.
- Drive legal strategy and execution for fundraising initiatives, leading investor negotiations and facilitating the successful conversion of prospective investors.
- Oversee cross-border distribution and marketing controls, including EU distribution rules, target market/suitability assessments, and marketing material reviews.
- Serve as the main point of contact for regulators, auditors, and external counsel, managing regulatory interactions and audits with confidence.
The Successful Applicant
- University degree in Law, further education is an advantage
- 10-15 years of experience in legal and compliance roles within an asset management or preferably in a private equity firm
- Hands-on experience working with Luxembourg fund structures, combined with solid, practical exposure to Swiss FINMA regulation.
- Solution-oriented mindset, with the ability to draft and negotiate complex agreements while applying sound, pragmatic risk judgment.
- Demonstrated leadership capability, including managing small teams
- A strong team player with interpersonal skills and to engage with internal stakeholders, regulators and external parties.
- Fluency in German and English are a must have.
What’s on Offer
- Coverage of a diverse stet of legal work with direct influence on the firm's regulatory and legal framework.
- High visibility role working closely with executive management and cross-border stakeholders.
- Attractive compensation package and long‑term career development
Contact
Anthony Adam
Quote job ref
JN-062026-7048005
Die Stellenanzeige wurde vor Vor 25 Tagen veröffentlicht
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